1 August 2017 - Resource
NRS and IAA’s 16th Annual Study – Evolution Revolution 2017 – A Profile of the Investment Adviser Profession
The universe of federally registered investment advisers continued to grow in 2017, as did the total of their aggregate regulatory assets under management (RAUM) – which now stands at a record high of $70.7 trillion.
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29 November 2016 - Resource
The Challenges of AML for Law Firms 2016
The results of the Challenges of AML for Law Firms 2016 survey from Accuity, have been collated in this report to help law firms benchmark their compliance strategies against the market.
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1 September 2016 - Resource
Challenges of Financial Counterparty Due Diligence Asia-Pacific Findings
Learn how the Asia-Pacific region manages regulatory and reputational challenges.
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1 September 2016 - Resource
The Challenges of Financial Counterparty Due Diligence
Learn about the numerous regulatory and reputational challenges KYC professionals face.
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